U.S. Securities and Exchange Commission voted to propose New Cybersecurity Risk Management, Compliance and Disclosure Rules

On February 9, 2022, the U.S. Securities and Exchange Commission voted to propose new cybersecurity risk management, compliance and disclosure rules for registered investment advisers and registered investment companies. The…

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Bortstein Legal Group collaborated with the Securities Industry and Financial Markets Association (SIFMA)

Bortstein Legal Group collaborated with the Securities Industry and Financial Markets Association (SIFMA) to develop SIFMA’s letter in response to a request for public comment by the Financial Industry Regulatory…

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The SEC announced the settlement of securities fraud charges against leading alternative data provider and its CEO

On September 14, 2021, the SEC announced the settlement of securities fraud charges against a leading alternative data provider and its CEO for alleged deceptive practices and material misrepresentations to…

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James Humphrey-Evans and Julien Criard present Legal Issues around Market Data at COSSIOM conference in Paris

James Humphrey-Evans and Julien Criard from BLG UK presented on legal issues around market data at the COSSIOM meeting in Paris, France on November 15, 2019. The firm was also…

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