Bortstein Legal Group collaborated with the Securities Industry and Financial Markets Association (SIFMA) to develop SIFMA’s letter in response to a request for public comment by the Financial Industry Regulatory Authority Inc. (FINRA) relating to FINRA’s recent report discussing the adoption and deployment of cloud computing services and products within the securities industry. Please click here to read the response.
Market Index Licensing – A Review Of U.S. Law
Introduction The Securities and Exchange Commission (SEC) announced in its Fall 2021 regulatory