James Humphrey-Evans, a partner based in London, was moderator for a panel discussion at The European Buy-Side Technology Summit on May 19, 2015. The panel members included Konstantinos Botopoulos, a member of the management board of the European Securities and Markets Authority (ESMA). The discussion focused on regulatory challenges facing buy-side firms and the additional requirements for reporting and trade transparency.
Bortstein Legal Group is honored to have been selected by the Securities Industry and Financial Markets Association (SIFMA) to collaborate on “Navigating Regulatory Challenges in Cloud Services Agreements.”
SIFMA and Bortstein Legal Group first developed the white paper mentioned below in 2020 and we